Herausgebergemeinschaft WERTPAPIER-MITTEILUNGEN Keppler, Lehmann GmbH & Co. KG has developed an effective process for achieving the following objectives for the www.wm-leiportal.org online application:

• Confidentiality and integrity of the information processed
• Effective implementation of the provisions of the data protection declaration
• Effective protection of personal details in accordance with the German Federal Data Protection Act
• Effective protection of externally accessible technical systems from unauthorized use

Evidence was obtained by means of a data protection audit as well as external and internal security analyses. Version 1.0 of test report 63008392-02 forms part of this certificate.

TÜV Rheinland i-sec GmbH regularly monitors the effectiveness of the assessed process.

This certificate is valid until November 12, 2020.